AML Current Issues 2011

FIRE Solutions is pleased to announce the release of its AML — Current Issues 2011 course. AML — Current Issues 2011 is intended for securities and futures industry professionals interested in the latest developments and trends in anti-money laundering efforts, as well as the changing regulatory environment. This course is also beneficial for AML Compliance Officers and compliance administrators. This course is not intended for depository institutions that accept cash deposits and cash equivalents.

AML — Current Issues 2011 presumes that the reader has a basic understanding of the anti-money laundering requirements under the Patriot Act.

The course focuses on the following topics:

  • Developing trends and current issues in the securities and futures industry
  • Efforts to combat money laundering and other abuses of the U.S. financial systems
  • Current AML issues that might be faced by registered reps, compliance staff, and firm personnel
  • Current AML rules violations and enforcement actions against broker dealer firms
  • Emerging money laundering trends and enforcement agency focus
  • Suspicious actions and client behaviors that are considered red flags for the latest abuses of our financial systems

This course is an ideal foundation for any AML training program.AML — Current Issues 2011 is the latest addition to our full line of FIRE and FINRA AML courses:

FIRE Courses:

  • AML Current issues 2011
  • AML (General)
  • AML Policies and Procedures
  • AML for Institutional Brokers
  • AML Red Flags - Retail and Operations
  • Customer Identification Program
  • Enhanced Due Diligence
  • Know Your Customer

FINRA Courses:

  • AML—Institutional: Customer Identification Procedures
  • AML—Institutional: Exploring New Risks
  • AML—Institutional: Identification and Reporting Issues
  • AML—Institutional: Identifying and Managing Higher-Risk Clients
  • AML—Institutional: Recognizing Red Flags
  • AML—Operations: Customer Identification Procedures
  • AML—Operations: Recognizing Red Flags
  • AML—Retail: Customer Identification Procedures
  • AML—Retail: Exploring New Risks
  • AML—Retail: Recognizing and Escalating Suspicious Activity
  • AML—Retail: Recognizing Red Flags
  • AML—Retail: The Responsibility to Know Your Customer

For more information, or to preview this or any other FIRE course, please contact Eric Sternbach at esternbach@firesolutions.com or 646 234-5097.