AML Current Issues 2010
FIRE Solutions is pleased to announce the release of its AML 2010 Current Issues course. The course, which is available now, covers the latest in Anti-Money Laundering developments, including:
- Developing trends and current issues in the financial services industry
- Efforts to combat money laundering and other abuses of the U.S. financial systems
- Current AML issues that might be faced by registered reps, compliance staff and firm personnel
- 2009/2010 AML rules violations and enforcement actions against banks and broker dealer firms
- Emerging money laundering trends and enforcement agency focus
- Suspicious actions and client behaviors that are considered red flags for the latest abuses of our financial systems
This course is an ideal foundation for any AML training program. AML 2010 Current Issues is the latest addition to our full line of FIRE and FINRA AML courses:
FIRE Courses:
- AML Current issues 2010
- AML (General)
- AML Policies and Procedures
- AML for Institutional Brokers
- AML Red Flags - Retail and Operations
- Customer Identification Program
- Enhanced Due Diligence
- Know Your Customer
FINRA Courses:
- AML—Institutional: Customer Identification Procedures
- AML—Institutional: Exploring New Risks
- AML—Institutional: Identification and Reporting Issues
- AML—Institutional: Identifying and Managing Higher-Risk Clients
- AML—Institutional: Recognizing Red Flags
- AML—Operations: Customer Identification Procedures
- AML—Operations: Recognizing Red Flags
- AML—Retail: Customer Identification Procedures
- AML—Retail: Exploring New Risks
- AML—Retail: Recognizing and Escalating Suspicious Activity
- AML—Retail: Recognizing Red Flags
- AML—Retail: The Responsibility to Know Your Customer
For more information, or to preview this or any other FIRE course, please contact Eric Sternbach at esternbach@firesolutions.com or 646 234-5097.