ENROLL in the Series 9 Exam Preparation Course
Study Time: 3 Modules - 40 hours
Online Course: $165
Online Course and Printed Material: $195
Qualifies candidates to be principals who can supervise sales activities in corporate, municipal, and options securities; investment company products; variable contracts; and direct participation programs. Branch office managers, regional sales managers, and national sales managers can also register in this capacity.
Description
General Securities Sales Supervisor
Series 9 - Options Regulation
- 55 multiple choice questions (5 questions do not count toward your final score)
- 1 hour and 30 minutes' testing time
Series 9: Expert Trainer Support: -Private tutoring sessions are available to Series 9 students using FIRE Solutions course materials. Contact information will be provided with your course access information email.
Series 9 Registration Qualifications
FINRA Exam Content Outline